Legal Notices

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UNFCU Financial Services, LLC dba UNFCU Financial Advisors ("UNFCU-FA") is a registered investment adviser located in the State of New York. UNFCU-FA and its representatives are in compliance with the current registration requirements imposed upon investment advisers by those states in which UNFCU-FA maintains clients. UNFCU-FA may only transact business in those states in which it is registered or qualifies for an exemption or exclusion from registration requirements.

UNFCU-FA's web site is limited to the dissemination of general information regarding its investment advisory services to residents of the United States and residing in states where providing such information is not prohibited by applicable law. Accordingly, the publication of UNFCU-FA's web site on the Internet should not be construed by any consumer and/or prospective client as UNFCU-FA's solicitation to effect or attempt to effect transactions in securities or the rendering of personalized investment advice for compensation over the Internet.

Furthermore, the information resulting from the use of tools or other information on this Internet site should not be construed, in any manner whatsoever, as the receipt of, or a substitute for, personalized individual advice from UNFCU-FA. Any subsequent, direct communication by UNFCU-FA with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration status of UNFCU-FA, please contact the United States Securities and Exchange Commission on their web site at

A copy of UNFCU-FA's current written disclosure statement discussing UNFCU-FA's business operations, services, and fees is available from UNFCU-FA upon written request. UNFCU-FA does not make any representations as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to UNFCU-FA's web site or incorporated herein and takes no responsibility therefore. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.